{"id":551,"date":"2026-05-19T08:29:07","date_gmt":"2026-05-19T06:29:07","guid":{"rendered":"https:\/\/www.sermont.com\/?page_id=551"},"modified":"2026-05-19T09:33:23","modified_gmt":"2026-05-19T07:33:23","slug":"gouvernance-conformite","status":"publish","type":"page","link":"https:\/\/www.sermont.com\/fr\/gouvernance-conformite\/","title":{"rendered":"Gouvernance &amp; Conformit\u00e9"},"content":{"rendered":"\n<h2 class=\"wp-block-heading\">Conflits d\u2019int\u00e9r\u00eats<\/h2>\n\n\n\n<p>Sermont AM SA met en \u0153uvre des mesures organisationnelles et administratives appropri\u00e9es afin d\u2019identifier, pr\u00e9venir, g\u00e9rer et divulguer les conflits d\u2019int\u00e9r\u00eats conform\u00e9ment aux exigences r\u00e9glementaires applicables, notamment l\u2019article 72 du r\u00e8glement MiCAR.<\/p>\n\n\n\n<p>Des conflits d\u2019int\u00e9r\u00eats peuvent notamment survenir entre :<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Sermont AM SA et ses clients,&nbsp;<\/li>\n\n\n\n<li>diff\u00e9rents clients,&nbsp;<\/li>\n\n\n\n<li>les employ\u00e9s, organes de direction ou soci\u00e9t\u00e9s affili\u00e9es et les clients.&nbsp;<\/li>\n<\/ul>\n\n\n\n<p>Afin de limiter de tels conflits d\u2019int\u00e9r\u00eats, Sermont AM SA a notamment mis en place les mesures suivantes :<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>s\u00e9paration organisationnelle des fonctions concern\u00e9es,&nbsp;<\/li>\n\n\n\n<li>m\u00e9canismes internes de conformit\u00e9 et de contr\u00f4le,&nbsp;<\/li>\n\n\n\n<li>r\u00e8gles relatives aux op\u00e9rations personnelles,&nbsp;<\/li>\n\n\n\n<li>mesures de confidentialit\u00e9 et de protection des informations,&nbsp;<\/li>\n\n\n\n<li>surveillance continue des conflits d\u2019int\u00e9r\u00eats potentiels.&nbsp;<\/li>\n<\/ul>\n\n\n\n<p>Sermont AM SA ne per\u00e7oit aucune r\u00e9trocession, commission de distribution ou autre avantage vers\u00e9 par des tiers susceptible de cr\u00e9er des conflits d\u2019int\u00e9r\u00eats au d\u00e9triment des clients.<\/p>\n\n\n\n<p>Lorsqu\u2019un conflit d\u2019int\u00e9r\u00eats ne peut \u00eatre \u00e9vit\u00e9 avec une certitude raisonnable dans un cas particulier, le client concern\u00e9 est inform\u00e9 de mani\u00e8re transparente avant la fourniture du service concern\u00e9.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Conflits d\u2019int\u00e9r\u00eats Sermont AM SA met en \u0153uvre des mesures organisationnelles et administratives appropri\u00e9es afin d\u2019identifier, pr\u00e9venir, g\u00e9rer et divulguer les conflits d\u2019int\u00e9r\u00eats conform\u00e9ment aux exigences r\u00e9glementaires applicables, notamment l\u2019article 72 du r\u00e8glement MiCAR. Des conflits d\u2019int\u00e9r\u00eats peuvent notamment survenir entre : Afin de limiter de tels conflits d\u2019int\u00e9r\u00eats, Sermont AM SA a notamment mis [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_seopress_robots_primary_cat":"","_seopress_titles_title":"","_seopress_titles_desc":"","_seopress_robots_index":"","_seopress_analysis_target_kw":"","footnotes":""},"class_list":["post-551","page","type-page","status-publish","hentry"],"meta_box":[],"_links":{"self":[{"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/pages\/551","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/comments?post=551"}],"version-history":[{"count":2,"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/pages\/551\/revisions"}],"predecessor-version":[{"id":560,"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/pages\/551\/revisions\/560"}],"wp:attachment":[{"href":"https:\/\/www.sermont.com\/fr\/wp-json\/wp\/v2\/media?parent=551"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}